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1.41 Polynomials
Each function can be expanded in a Taylor series
u(x) = u(0) + u
_(0) x + u
__(0) x2
2
+ u
___(0) x3
3!
+ . . . (1.565)
and in the same fashion the displacements within an element can be approximated
by constant, linear, or quadratic functions. The shape functions of the
c) optimal choice
Fig. 1.144. Continuous beam: a) system, b) unfavorable choice of redundants,
200 1 What are finite elements?
Fig. 1.145. Linear and quadratic shape functions
single nodes xj
ϕi(xj) = δ ij =
_
1 i = j
0 i = j
(δ ij = Kronecker delta) (1.566)
are polynomials of degree ≤ n. A Lagrange element has internal nodes and
edge nodes, while serendipity elements only have edge nodes. Lagrange elements
are based on Lagrange polynomials; see Fig. 1.145.
It is not guaranteed that the shape functions form a complete set, i.e., that
they can represent all possible polynomials of degree n on the element
f(x) = a0 + a1 x + a2 x2 + . . . + an xn
?=
n_+1
i=1
ui ϕi(x) . (1.567)
The number of terms needed for a complete polynomial of degree n in the
x−y-plane increases rapidly, as can be seen from Pascal’s triangle:
1
x y
x2 xy y2
x3 x2y xy2
y3
x4 x3y x2y2 xy3 y4
x5 x4y x3y2 x2y3 xy4 y5
1.41 Polynomials 201
1.146. The
ments of a beam elepolynomials
A complete polynomial of order zero, one, two, three, four, or five (last row
in the triangle) must have 1, 3, 6, 10, 15, or 21 terms which means that only
elements with 1, 3, 6, 10, 15, or 21 nodes are complete.
In Euler–Bernoulli beams, Hermite polynomials are used, which enable
In the sense of backward error analysis, the shape an element assumes tells
us which load the element carries, as in Fig. 1.147. If a rope is slung around
a wheel, then the pressure p is inversely proportional to the radius R of the
wheel
p = −Hw
__ = −H
1
R
. (1.568)
And if wh(x) = (1+0.2 x+3x2 −5 x3 +3x5 −x6)/EI is the deflection of an
element, the element obviously carries the distributed load
ph(x) = EI wIV
h (x) = 360 (x − x2) kN/m, (1.569)
which is balanced by the shear forces V and moments M at the ends of the
beam element (see Fig. 1.148, p. 203) because
• Each polynomial satisfies the equilibrium conditions.
This is true for all elements. The resultant stresses at the edge of an element
always balance the distributed load to which the element is subjected. The
proof is based on Green’s first identity: for any smooth function u—not just
polynomials (!)—G(u, r) = δWe − δWi = δWe = 0, where r = a + xb is a
rigid-body motion.
Mapped polynomials
In FE analysis mostly isoparametric elements are used, i.e., each element Ωe
is generated by mapping a master element onto the region Ωe of the structure
ment are third-degree
nodal unit displace-
Fig.
Fig. 1.146.
one to interpolate the deflection and the first derivative at the nodes; see
202 1 What are finite elements?
Fig. 1.147. Piecewise linear shape functions in a bar
where the element is located and the polynomials that define the mapping are
the same polynomials that define the nodal unit displacements.
Let us assume that on the master element ΩM = [−1, 1] two nodal unit
displacements are defined,
ˆϕ1(ξ) =
1 − ξ
2
ˆϕ2(ξ) =
1 + ξ
2 , (1.570)
and that this master element is mapped onto the interval Ωe = [3,7] of the
x-axis:
x(ξ) = 3 · ϕ1(ξ) + 7 · ϕ2(ξ) = 5+2ξ . (1.571)
Now to map the nodal unit displacements onto the element Ωe, the inverse
ξ(x) = 0.5 x − 2.5 of this mapping function
ϕ1(x) =
1 − ξ(x)
2
=
3.5 − 0.5 x
2 ϕ2(x) =
1 + ξ(x)
2
=
0.5 x − 1.5
2
(1.572)
1.41 Polynomials 203
Fig. 1.148. Each polynomial satisfies the equilibrium conditions
must be applied. These functions are called mapped polynomials. Formally the
mapped polynomials are compositions of the “pullback” function ξ(x) and the
original shape functions ˆ ϕi(ξ):
ϕi = ˆϕi ◦ ξ . (1.573)
In isoparametric elements all nodal unit displacements are such mapped polynomials.
The interesting question then is: When are the mapped polynomials
actually polynomials? When does the transformation ξ → x leave the nature
of the shape functions invariant? This is true if the master element ΩM and
the actual finite element Ωe are affine, that is, if the finite element Ωe is simply
a blow-up of the master element. To stretch an element, linear mapping
functions
x(ξ, η) = a0 + a1 ξ + a2η y(ξ, η) = b0 + b1 ξ + b2η (1.574)
suffice. Therefore in such elements the determinant of the Jacobi matrix is
constant, that is the ratio dΩ/dΩM is at all points the same and it is simply
a scaling factor. In a mesh consisting of simple triangular or rectangular
elements with linear or bilinear shape functions, this is guaranteed. But if
204 1 What are finite elements?
Fig. 1.149. FE analysis of a plate with bilinear elements. The four nodal unit
displacements of the two nodes and the associated unit load cases. The element
loads are not displayed
a rectangular bilinear element is mapped onto a skew-edged element, or if a
single node is intentionally displaced, then it is not.
What is more important, though is that the mapping between the master
element ΩM and the element Ωe is one-to-one and onto so that every point
in Ωe can be uniquely identified with a point in ΩM and vice versa. That
being the case, the mapped polynomials, the composition of the pullback
functions ξ(x, y), η(x, y), and the master-element shape functions ϕi(ξ, η), are
all smooth functions, even though they might not be polynomials [121].
1.41 Polynomials 205
Unit load cases
Typically the unit load cases pi which can be associated with the nodal unit
displacements have the same polynomial character as the displacement fields—
only some orders lower; see Fig. 1.149.
Interpolation
At first glance the FE method can be considered interpolation of an unknown
function with piecewise polynomials (or mapped polynomials). But caution is
in order here, because the right strategy is not to interpolate but to minimize!
Suppose the deflection surface w of a slab were interpolated at the nodes:
wI (x) = w(x1) ϕ1(x) + w,x (x1) ϕ2(x) + . . . + w,y (x3n) ϕ3n(x) .(1.575)
This interpolating function wI would then be an inferior solution, as its distance
from the exact solution in terms of potential energy
Π(w) < Π(wh) < Π(wI ) ← wI is not as close to w as wh (1.576)
and also in terms of strain energy
a(e, e) = a(w − wh, w − wh) < a(w − wI, w − wI) = a(eI, eI ) (1.577)
would exceed the distance of the FE solution (see Eq. (7.412), p. 572).
Many asymptotic error estimates are based on this property and on C´ea’s
lemma which states that
||w − wh||m ≤ c inf
vh∈Vh
||w − vh|| (inf = infimum) . (1.578)
This lemma essentially means that the error in the FE solution is proportional
to the minimum distance of w from Vh and so the problem of estimating
the error ||w − wh||m is reduced to a problem in approximation theory. Because
the strain energy product a(w,w) and ||w||2
m are equivalent norms we
may write as well
a(e, e) = a(w − wh, w − wh) ≤ ˜c inf
vh∈Vh
||w − vh|| . (1.579)
Hence if the interpolation error on the space Vh is of order
||w − wI ||m ≤ ht−m ||w||t (1.580)
then this automatically provides an upper bound of the error in the FE solution
because the FE solution is closer in the sense of the strain energy to the
exact solution than the interpolating function wI
a(e, e) = a(w − wh, w − wh) ≤ ˆcht−m ||w||t . (1.581)
206 1 What are finite elements?
Fig. 1.150. Weights fG
i for σxx in a bilinear element, σxx =
_4
i=1 fG
i
• ui
So if the mesh is well qualified to interpolate the deflection surface then we
might have a good mesh.
The difference between the interpolating function wI and the FE solution
wh lies only in the coefficients wi, because the shape functions ϕi are the same.
The coefficients wI
i of the interpolating function wI are the nodal values of
w(x), while the FE coefficients wh
i are the solution of the system Kw = f,
which guarantees that the FE solution minimizes the distance in the strain
energy. If the interpolating function wI were a better solution the nodal values
of the exact solution would solve the system Kw = f. Because this is not
true in 2-D and 3-D problems, the interpolating function must be an inferior
solution.
Superconvergence
The nodes (with regard to displacements) and the Gauss points or the midpoints
(with regard to stresses) of the elements are called superconvergent
points because the accuracy of an FE solution is often superior at these points.
From an engineering standpoint it seems clear why the displacements are
superior at the nodes. Simply because the dip caused by a point load δ0
(Green’s function) can best be represented at a node, while a dislocation can
best be modeled, so it seems, if the source point lies halfway between the
nodes.
The latter point is best understood by looking at the nodal influence function
for the stresses, say,
σxx(x) =
_
i
fGi
•ui =
_
Ω
G1(y, x) • p(y) dΩy . (1.582)
Recall that the equivalent nodal forces fGi
are the stresses σxx(ϕj)(x) of the
shape functions at x. If the mesh consists of a regular array of bilinear elements
of size h × h then at the node x itself the vector fGi
is zero, if we let σxx(x)
the average stress at the node, because the stresses of the four neighboring
element shape functions on the four sides of the node cancel, similar to
1.41 Polynomials 207
1
h
− 1
h
+
1
h
− 1
h
= 0 (1.583)
and so only the fGi
at the edge of the larger patch [2 h×2 h] are non-zero, but
this means that by averaging the stresses at the nodes we artificially double
the mesh width, h → 2 · h, we loose accuracy.
If the point x lies inside an element then only the four nodes of the element
[h×h] contribute to the formula (1.582); see Fig. 1.150. If x is the center of the
element then the weights in the finite difference scheme for σxx are all the same
(see Fig. 1.150 c) but if x wanders away from the center the node with the
shortest distance to the source point x gains the upper hand, it contributes
the most to σxx(x), and if the point x crosses the line that separates two
elements then the weights change abruptly, which explains the typical jumps
in FE stresses.
Ideally the weights in the finite difference scheme for σxx(x) should be the
same at each point in Ω. That they are not the same is a simple consequence of
the fact that the FE solution is an expansion in terms of nodal basis functions
and the derivative of uh is simply the sum of the derivatives of the shape
functions
u
_
h(x) = u1 ϕ
_
1(x) + u2 ϕ
_
2(x) + . . . = u1 · weight1 + u2 · weight2 + . . .
(1.584)
that is the weights are the slopes of the shape functions at the point x.
Note that the weights for a displacement, say ux(x), are not that sensitive
to the question of which element contains the point. When the point x is close
to a node then 90% of the weight is concentrated in that node—regardless of
on which side of the node the point x lies.
In narrower terms, superconvergence means that in some cases the FE
solution wh approximates the interpolating function wI ∈ Vh of the exact
solution (wI = the function which agrees with w at the nodes) with a higher
rate of convergence than the solution w itself. This is no surprise given that
both approximate solutions are based on the same functions ϕi and so the
error
eI−h(x) = wI (x) − wh(x) =
_
i
ei ϕi(x) (1.585)
can be traced back to the error in the output of the approximate nodal Green’s
functions
ei = wI
i
− wh
i =
_
Ω
(G0(y, xi) − Gh0
(y, xi)) p(y) dΩy (1.586)
(for rotational degrees of freedom G0 would have to be replaced by G1) so that
if the error at the nodes is small the two solutions will also be close between
the nodes.
208 1 What are finite elements?
two opposing forces
1/Δx. The horizondownwards
(+) and
upwards (-) respectively
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