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4.21 Nonlinear problems
In the triple {u,E,S} we let now E the Green-Lagrangian strain tensor
and S the second Piola-Kirchhoff stress tensor, and we assume the material
402 4 Plane problems
to be hyperelastic, i.e., there exists a strain-energy function W such that
S = ∂W/∂E. Given volume forces p the elastic state S = {u,E,S} satisfies
at every point x of the undeformed body the system
E(u) − E = 0
1
2
(ui,j +uj ,i +uk,i uk,j ) − εij = 0
W
_(E) − S = 0 ∂W
∂εij
− σij = 0 (4.166)
−div(S + ∇uS) = p −(σij + ui,k σkj),j = pi
and satisfies displacement boundary conditions u =  ̄u on a part ΓD of the
boundary and stress boundary conditions t(S,u) = ̄t on the complementary
part ΓN where
t(S,u) := (S + ∇uS)n (4.167)
is the traction vector at a boundary point with outward normal vector n.
With symmetric stress tensors S we have the identity
_
Ω
−div(S + ∇uS) •ˆu dΩ
= −
_
Γ
t(S,u) •ˆu ds +
_
Ω
Eu(ˆu) •S dΩ (4.168)
where
Eu(ˆu) :=
1
2
(∇ˆu + ∇ˆuT + ∇uT ∇ˆu + ∇ˆuT ∇u) (4.169)
is the Gateaux derivative of the matrix E(u)
d
dε
[E(u + εˆu)]|ε=0 = Eu(ˆu) . (4.170)
Collecting terms we can formulate Green’s first identity of the operator A(S),
that is the system (4.166)
G(S, ˆ S) = _A(S), ˆ S_ +
_
Γ
t(S,u) •ˆu ds
_ _ _
δWe
− a(S, ˆ S)
_ _ _
δWi
= 0 (4.171)
where _A(S), ˆ S_ is similar to (4.130) and where
a(S, ˆ S) =
_
Ω
(E(u) − E) •ˆS dΩ
+
_
Ω
(W
_(E) − S) • ˆE dΩ +
_
Ω
Eu(ˆu) •S dΩ . (4.172)
4.21 Nonlinear problems 403
The identity (4.171) is the basis of many variational principles in nonlinear
mechanics and can be formulated in the same way also for beams and slabs,
[115].
In the case of a pure displacement formulation S = {u,E(u),W
_(E(u))}
and it is ˆu = 0 on ΓD, so that (4.171) reduces to
G(u,ˆu) =
_
Ω
p •ˆu dΩ +
_
ΓN
 ̄t
•ˆu ds −
_
Ω
Eu(ˆu) •S dΩ = 0, (4.173)
where S = W
_(E(u)).
Next let uh =
_n
j uj ϕj(x) the FE solution and let ˆu = ϕi a virtual
displacement then
_
Ω
Euh(ϕi) •W
_(E(uh)) dΩ
_ _ _
ki
=
_
Ω
p •ϕi dΩ +
_
ΓN
 ̄t
•ϕi ds
_ _ _
fi
(4.174)
or
k(u) = f (4.175)
where u is the vector of nodal coordinates.
Linearization
For computational purposes a linearization of (4.175) is necessary. Let pΔ and
 ̄t
Δ be load increments, and let u+uΔ be the displacement field corresponding
to p + pΔ and ̄t + ̄tΔ then
G(u + uΔ,ˆu) =
_
Ω
(p + pΔ) •ˆu dΩ +
_
ΓN
( ̄t + ̄tΔ) •ˆu ds
−a(u + uΔ,ˆu) = 0, (4.176)
where
a(u + uΔ,ˆu) :=
_
Ω
Eu+uΔ(ˆu) •W
_(E(u + uΔ)) dΩ . (4.177)
The Gateaux derivative of the strain energy product
a(u,ˆu) :=
_
Ω
Eu(ˆu) •W
_(E(u)) dΩ (4.178)
with respect to a displacement increment uΔ is
aT (u, uΔ,ˆu) :=
_
d
dε
a(u + εuΔ,ˆu)
_
ε=0
=
_
Ω
[∇uΔW
_(E(u)) •∇ˆu + Eu(ˆu) •C[Eu(uΔ)]] dΩ , (4.179)
404 4 Plane problems
Fig. 4.64. Truss element
where the tensor
C = ∂2W
∂E ∂E
= ∂
∂E
S (4.180)
is the second derivative of W, which is to be evaluated at u. Note that
aT (u,uΔ,ˆu) is linear in the second and third argument, uΔ and ˆu.
We then let
a(u + uΔ,ˆu) _ a(u,ˆu) + aT (u,uΔ,ˆu) , (4.181)
so that (4.175) becomes
KT (u)uΔ = f − k(u) , (4.182)
where now uΔ is the vector of nodal displacements of the field uΔ and KT
is the tangential stiffness matrix:
(KT )ij = aT (u,ϕj ,ϕi) . (4.183)
A truss element
We consider a truss element, that extends along the x-axis; see Fig. 4.64. The
deformation of the element is
ϕ(x, y, z) = (x + u(x)) e1 + (y + v(x)) e2 + (z + w(x)) e3 , (4.184)
where u(x) = [u(x), v(x), w(x)]T is the displacement vector. By definition the
deformation gradient is
4.21 Nonlinear problems 405
F = ∇ϕ =
⎡
⎣
1 + u_ 0 0
v_ 1 0
w_ 0 1
⎤
⎦ = I + ∇u, (4.185)
and the Green-Lagrangian strain tensor
E(u) =
1
2
(FT F − I) =
⎡
⎢⎢⎣
εx
1
2 v_ 1
2 w_
1
2 v_ 0 0
1
2 w_ 0 0
⎤
⎥⎥⎦
, (4.186)
where
ε(u) := εx(u) =
1
2
((1 + u
_)2 + (v
_)2 + (w
_)2 − 1)
= u
_ +
1
2
((u
_)2 + (v
_)2 + (w
_)2) ()_ = d
dx
. (4.187)
Green’s first identity reads, if all functions are functions of x only,
G(u,ˆu) =
_ l
0
−div (S + ∇uS) •ˆu Adx + [(S + ∇uS) e1 •ˆu A]l
0
−
_ l
0
Eu(ˆu) •S Adx = 0. (4.188)
We then let simply σ = σxx = E ε, where E is Young’s modulus, and we let
all other σij = 0, so that with N = A(σ + u_ σ)
G(u,ˆu) =
_ l
0
−N
_ ˆudx + [N ˆu ]l
0
−
_ l
0
εu(ˆu)σAdx
_ _ _
a(u,ˆu)
= 0, (4.189)
where
εu(ˆu) = (1+u
_) ˆu
_ + v
_ ˆv
_ + w
_ ˆ w
_
. (4.190)
The Gateaux derivative of the strain energy product a(u,ˆu) is
aT (u,uΔ,ˆu) :=
_
d
dε
a(u + εuΔ,ˆu)
_
ε=0
=
_ l
0
[εuΔ(ˆu) σ + εu(ˆu) σ]Adx , (4.191)
where
εuΔ(ˆu) =
_
d
dε
εu+εuΔ(ˆu)
_
ε=0
= u
_
Δˆu
_ + v
_
Δ ˆv
_ + w
_
Δ ˆ w
_ (4.192)
406 4 Plane problems
and
σ =
_
d
dε
σ(u + εuΔ)
_
ε=0
= E εu(uΔ) . (4.193)
The elements of the tangential stiffness matrix are therefore
(KT (u))ij = aT (u,ϕi,ϕj) , (4.194)
where the vector-valued functions ϕi(ξ) are the nodal unit displacements
(three at each node).
With linear shape functions on an element Ωe with length le
ue(x) =
_2
i=1
uei
ϕei
(ξ), ve(x) =
_2
i=1
ve
i ϕei
(ξ), we(x) =
_2
i=1
we
i ϕei
(ξ) , (4.195)
we obtain for the nodal vector ue = [u1, v1, w1, u2, v2, w2]T the 6×6 tangential
stiffness matrix [255]
Ke
T (u) =
_
(A1 + A2) −(A1 + A2)
−(A1 + A2) (A1 + A2)
_
, (4.196)
where
A1 = EA
le
⎡
⎣
(1 + u_
e)2 (1 + u_
e) v_
e (1 + u_
e)w_
e
(1 + u_
e) v_
e (v_
e)2 v_
e w_
e
(1 + u_
e)w_
e v_
e w_
e (w_
e)2
⎤
⎦ (4.197)
and
A2 = σA
le
⎡
⎣
1 0 0
0 1 0
0 0 1
⎤
⎦ , (4.198)
so that after the assemblage
KT (u)uΔ = f − k(u) . (4.199)
For an extension of these concepts to 3-D beam problems see [104].
Plane problem
Let X denote the initial coordinates of a point and x the coordinates of the
current configuration (see Fig. 4.65)
x = X + u, or xi = Xi + ui , (4.200)
where u is the displacement vector.
The deformation gradient is
4.21 Nonlinear problems 407
Fig. 4.65. Deformations of a
plane element
F = ∂x
∂X
= I + ∇u =
⎡
⎣
1 + u1,1 u1,2 0
u2,1 1 + u2,2 0
0 0 1
⎤
⎦ , (4.201)
so that the Green-Lagrangian strain tensor
E =
1
2
(FTF − I) =
_
E11 E12
sym. E22
_
(4.202)
has the components
E11 = u1,1 +
1
2
(u21
,1 + u22
,1)
E22 = u2,2 +
1
2
(u22
,2 + u21
,2) (4.203)
E12 =
1
2
(u1,2 + u2,1) +
1
2
(u1,1 u1,2 + u2,2 u2,1) .
The FE displacement field can be written in two ways
uh =
D_OFS
i=1
ui ϕi(x) ≡
_
i
ui
_
.
.
_
, uh =
N_ODES
i=1
ui ψi(x) ≡
_
i
_
.
.
_
ψi ,
(4.204)
where the sum extends either over the degrees of freedom ui or the nodes
of the structure. The ϕi(x) are the nodal unit displacement fields associated
with the ui, see (4.27) on p. 337, while the ψi in the second formula are the
scalar-valued shape functions of the nodes (ψi(xj) = δij) and the vectors
ui = [u(i)
1 , u(i)
2 ]T are the nodal displacements at node i. Here, we use the
second notation so that, for example, the virtual exterior work of the volume
forces p becomes
408 4 Plane problems
δWe =
_
Ω
p •uh dΩ =
_n
i=1
_
Ω
p •ui ψi dΩ =
_n
i=1
uTi
_
Ω
p ψi dΩ =
_n
i=1
uTi
fi .
(4.205)
The gradient of the FE displacement field is then
∇uh =
_n
i=1
ui ⊗∇ψi (4.206)
and the deformation gradient,
F = I + ∇uh = I +
_n
i=1
ui ⊗∇ψi . (4.207)
The gradient of the virtual displacement field ˆuh =
_
i ˆui ψi follows (4.206)
so that Gateaux derivative becomes (we drop the subscript h on uh and ˆuh
for a moment)
Eu(ˆu) : =
1
2
(∇ˆu + ∇ˆuT + ∇uT ∇ˆu + ∇ˆuT ∇u)
=
1
2
(FT ∇ˆu + ∇ˆuTF)
=
1
2
_n
i=1
[FT (ˆui ⊗∇ψi) + (∇ψi ⊗ ˆui)F] .
(4.208)
As in the linear theory where E •S = ε •σ the symmetry of Eu(ˆu) and S is
motivation to introduce a “Gateaux strain vector”
εu(ˆu) :=
⎡
⎣
(Eu(ˆu))11
(Eu(ˆu))22
2 (Eu(ˆu))12
⎤
⎦ =
_n
i=1
BLi ˆui , (4.209)
where
BLi =
⎡
⎣
F11 ψi,1 F21 ψi,1
F12 ψi,2 F22 ψi,2
F11 ψi,2 + F12 ψi,1 F21 ψi,2 + F22 ψi,1
⎤
⎦ . (4.210)
Given a St. Venant type material
S = C[E] = 2μE + λ(trE) I (4.211)
the stress vector of the second Piola-Kirchhoff stress tensor is:
σ =
⎡
⎣
S11
S22
S12
⎤
⎦ =
⎡
⎣
λ + 2μ λ 0
λ λ+ 2μ 0
0 0 μ
⎤
⎦
⎡
⎣
E11
E22
2E12
⎤
⎦ , (4.212)
4.21 Nonlinear problems 409
where
μ = E
2(1 + ν), λ= Eν
(1 + ν)(1 − 2ν) . (4.213)
Hence the weak form of the equilibrium conditions is
G(uh,ˆuh) =
_n
i=1
ˆu
T
i [
_
Ω
BT
Li
•σ dΩ
_ _ _
ki
−
_
Ω
p ψi dΩ −
_
ΓN
 ̄t
ψi ds
_ _ _
fi
] = 0
(4.214)
or
k(u) − f = 0 . (4.215)
As on p. 403 we linearize this equation with the help of a Gateaux derivative
of the strain energy product in the direction of uΔ
aT (u,uΔ,ˆu) =
_
Ω
[∇uΔ S •∇ˆu + Eu(ˆu) •C[Eu(uΔ)]] dΩ . (4.216)
The discretization of the first term in (4.216) yields with
∇uΔh =
_n
j=1
uΔj ⊗∇ψj , ∇ˆuh =
_n
i=1
ˆu
i ⊗∇ψi (4.217)
the so-called initial stress stiffness matrix
_
Ω
∇uΔ S •∇ˆu dΩ =
_n
i=1
_n
j=1
ˆu
T
i
_
Ω
Gij I dΩ uΔj (4.218)
where
Gij := ∇Tψi S ∇ψj =
_
ψi,1 ψi,2
_ _
S11 S12
S21 S22
__
ψj,1
ψj,2
_
. (4.219)
With
Euh(uΔ) =
1
2
_n
j=1
[FT (uΔj ⊗∇ψj) + (∇ψj ⊗ uΔj)F] =
_n
j=1
BLjuΔj
(4.220)
the second term in (4.216) becomes:
_
Ω
Eu(ˆu) •C[Eu(uΔ)] dΩ =
_n
i=1
_n
j=1
ˆu
T
i
_
Ω
BT
LiCBLj dΩ uΔj . (4.221)
410 4 Plane problems
Fig. 4.66. Nonlinear analysis of a cantilever plate that carries an equivalent nodal
force; large displacements, small strains
Adding all terms we obtain
aT (u,uΔ,ˆu) =
_n
i=1
_n
j=1
ˆu
T
i KTij uΔj (4.222)
where
KTij :=
_
Ω
_
Gij I + BT
LiCBLj
_
dΩ . (4.223)
In the case of a bilinear element the (2×2) sub matrices KTij of the tangential
stiffness matrix of a single element are arranged as follows:
Ke
T =
⎡
⎢⎢⎣
KT11 KT12 KT13 KT14
KT21 KT22 KT23 KT24
KT31 KT32 KT33 KT34
KT41 KT42 KT43 KT44
⎤
⎥⎥⎦
. (4.224)
After the assemblage, the resulting system of equations
KT (u)uΔ = f − k(u) , (4.225)
is solved with the Newton-Raphson method.
A cantilever plate
A cantilever plate of length l = 10 m, width h = 1 m and thickness t = 1 m,
is loaded at its end with a vertical point force P = 50, 000 kN; see Fig. 4.66
and 4.68. The parameter of the St. Venant type material are E = 107 kN/m2
and ν = 0. The analysis was done with plane bilinear elements. The vertical
4.21 Nonlinear problems 411
Table 4.14. Deflection w (m) at the foot of the point load
element linear nonlinear
mixed shell elements 19.950 7.533
bilinear plate elements 13.413 7.307
0 2 4 6 8 10 12 14
1
2
3
4
5
6
Fig. 4.67. Deflection
point load
2 4 6 8 10
1
2
3
4
5
x 10 kN
4
deflection(m)
Fig. 4.68. Maxwell’s
true
deflection w at the base of the point load is plotted in Fig. 4.67. For small
values of P the linear and the nonlinear results coincide. But if the load P
increases the increase in the deflection slows down, i.e., in linear analysis the
deflections are overestimated! This was confirmed in independent tests with
ADINA. The reference solution in Table 4.66 is based on a mixed four-node
shell element [45]. The nonlinear results agree quite well, while in the linear
case—one is tempted to say: as usual—the deviations are larger. Obviously the
bilinear element fares better in nonlinear problems than in linear problems!
at the foot of the
theorem is no longer
412 4 Plane problems
Goal-oriented refinement
In nonlinear problems the dual problem for the generalized Green’s function
z is formulated at the equilibrium point u, see Sect. 7.5, p. 526,
z ∈V a
∗
T (u; z, v) = J
_(u; v) ∀ v ∈ V . (4.226)
and a∗
T corresponds to the tangential form aT of the original problem at the
equilibrium point, see (7.181) p. 528, so that zh is the solution of
KT (uh) z = j (4.227)
where KT (uh) is the tangential stiffness matrix at uh and the components
jk = J
_(uh;ϕk) . (4.228)
of j are the equivalent nodal forces. While in linear problems the equivalent
nodal forces jk are simply the values J(ϕk) of the different shape functions we
now must evaluate the Gateaux derivative (with respect to u) of the functional
J(.) for each single ϕk.
Let us assume we calculate the stress σij(x) at a point x, that is
J(u) = σij(u)(x) . (4.229)
The Gateaux derivative of this functional is
J
_(u; v) :=
_
d
dε
J(u + ε v)
_
ε=0
=
_
d
dε
σij(u + ε v)
_
ε=0
(4.230)
or with S = C[E(u)],
_
d
dε
S(u + ε v)
_
ε=0
= C
_
d
dε
E(u + ε v)
_
ε=0
= C[Eu(v)] =: ˆ S
(4.231)
where Eu(v) is the Gateaux derivative of the Green-Lagrangian strain tensor,
see (4.208). Hence the equivalent nodal forces
jk = J
_(uh;ϕk) = ˆσij(ϕk)(x) (4.232)
are the component ˆσij of the “tangential” stress tensor C[Euh(ϕk)]. These
are the stress increments at the actual equilibrium point uh resulting from
the displacement field ϕk.
For a second example we consider the integral of the stresses along a cross
section A-A
J(u) =
_
A−A
σij(u) ds . (4.233)
4.21 Nonlinear problems 413
The Gateaux derivative of this functional is
J
_(u; v) =
_
A−A
ˆσij(v) ds (4.234)
so that the equivalent nodal forces are the integrals of the stresses ˆσij resulting
from the unit displacement fields ϕk
jk = J
_(uh;ϕk) =
_
A−A
ˆσij(ϕk) ds (4.235)
The aim of goal oriented methods is to improve the accuracy of the output
functional J(u) by minimizing the energy error in the associated generalized
Green’s functional and in the solution u itself.
Now how do we proceed? We apply the first load increment p1 (let p =
p1+p2+. . .) and we find the equilibrium point u1 and the generalized Green’s
function z1. Then the mesh is adaptively refined so that both errors (in u1
as well as in z1) are below a certain threshold value. This completes the cycle
and we apply the next increment p2 and repeat the process, etc. At the end
we have a mesh which is optimal for the output value J(u).
As in the linear case the final values of the stresses σij(x) are computed
directly by differentiating the FE solution. Actually, we have no other choice.
Unlike linear problems where
J(u) =
_
Ω
p • z dΩ (4.236)
no such formula exists in nonlinear problems. And also such formulations as
J(u) _
_
Ω
p1
• z1 dΩ +
_
Ω
p2
• z2 dΩ +
_
Ω
p3
• z3 dΩ + . . . (4.237)
or
J(u) _
_
Ω
p • zn dΩ zn = final Green’s function (4.238)
lead to nowhere.
The results in Fig. 4.69 illustrate nicely how the actions of the Green’s
functions automatically (!) follow the movement of the structure—a cantilever
plate to which a nodal force is applied. Depicted is the orientation of the nodal
forces of the FE Green’s functions for the two functionals
J(u) = σij(u)(x) J(u) =
_
A−A
σij(u) ds (4.239)
at the final stage. For not to complicate the drawings the meshes were not
refined. Just a normal nonlinear iterative analysis was performed for each of
the two solutions u and z.
414 4 Plane problems
Fig. 4.69. Nonlinear analysis of a cantilever plate a) original load b) deformed
structure c) equivalent nodal forces of the dual problem for σyy(x) at the equilibrium
point d) FE approximation of the dual solution for σyy(x) e) equivalent nodal forces
for
2
2 A σxy ds in cross-section A-A f) FE approximation of the dual problem for
A σxy ds, [162]
5. Slabs
The bending theory of plates can be viewed as an extension of beam theory.
In an Euler–Bernoulli-beam, EIwIV = p, shear deformations are neglected,
i.e., a straight line that is initially normal to the neutral axis remains so after
the load is applied. In a Timoshenko beam, the line instead rotates by an
angle γ; see Fig. 5.1 b.
The extension of the Euler–Bernoulli-beam to plate theory is the Kirchhoff
plate, KΔΔw = p, and the extension of the Timoshenko beam is the
Reissner–Mindlin plate. The first finite elements developed for plate bending
problems were based on the Kirchhoff plate theory. But the problem that the
shape functions must be C1 and must be easy to be implement at the same
time soon favored Reissner–Mindlin plate elements, where C0 suffices for the
shape functions, see Fig. 5.2.
Normally slabs are relatively thin with negligible shear deformations, so
that good Reissner–Mindlin plate elements tend to produce the same results
Fig. 5.1. Cantilever beams: a) Euler–Bernoulli beam b) Timoshenko beam
Fig. 5.2. A Kirchhoff plate cannot be
folded like sheet metal
416 5 Slabs
Fig. 5.3. Resultant stresses in a slab
as Kirchhoff plate elements, with the exception possible of zones close to the
boundary. The switch to the Reissner–Mindlin plate theory in FE programming
therefore probably remained unnoticed in the engineering community,
even though the most popular plate elements, like the DKT element and the
Bathe–Dvorkin element are not genuine Reissner–Mindlin plate elements but
rather an ingenious mixture of Kirchhoff and Reissner–Mindlin plate theories.
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