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18.2 Frequency-Domain Formulation
Frequency-domain analysis of vibrating systems is very useful in a wide variety of applications.
The analytical convenience of frequency-domain methods results from the fact that differential
equations in the time domain become algebraic equations in the frequency domain. Once the
18-2 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
necessary analysis is performed in the frequency domain, it is often possible to interpret the results
without having to transform them back to the time domain through inverse Fourier transformation.
In the context of the present chapter, frequency-domain representation is particularly important
because it is the frequency transfer functions that are used for extracting the necessary modal
parameters.
For the convenience of notation, we shall develop the frequency-domain results using the Laplace
variable, s: As usual, the straightforward substitution of s ¼ jv or s ¼ j2pf gives the corresponding
frequency-domain results.
18.2.1 Transfer-Function Matrix
Let us consider a linear mechanical system that is represented by
My€ þ Cy_ þ Ky ¼ f ðtÞ ð18:1Þ
where
f(t) ¼ forcing excitation vector (nth order column)
y ¼ displacement response vector (nth order column)
M ¼ mass (inertia) matrix ðn £ nÞ
C ¼ damping (linear viscous) matrix ðn £ nÞ
K ¼ stiffness matrix ðn £ nÞ
If the assumption of proportional damping is made, the coordinate transformation
y ¼ Cq ð18:2Þ
decouples Equations 18.1 into the canonical form of modal equations
M q€ þ C q_ þ Kq ¼ CTf ðtÞ ð18:3Þ
where
C ¼ modal matrix ðn £ nÞ of n independent modal vector vectors ½c1; c2; …; cn
M¯ ¼ diagonal matrix of modal masses Mi
C¯ ¼ diagonal matrix of modal damping constants Ci
K¯ ¼ diagonal matrix of modal stiffnesses Ki
Specifically, we have
M ¼ CTMC ð18:4Þ
C ¼ CTCC ð18:5Þ
K ¼ CTKC ð18:6Þ
If the modal vectors are assumed to be M-normal, then we have
Mi ¼ 1
Ki ¼ v2i
and furthermore, we can express Ci in the convenient form
Ci ¼ 2zivi
where
vi ¼ undamped natural frequency
zi ¼ modal damping ratio
Experimental Modal Analysis 18-3
© 2005 by Taylor & Francis Group, LLC
By Laplace transformation of the response canonical equations of modal motion (Equation 18.3),
assuming zero initial conditions, we obtain
s2 þ 2zv1s þ v21
0
s2 þ 2zv2s þ v22
. .
.
0 s2 þ 2zvns þ v2
n
2
66666664
3
77777775
QðsÞ ¼ CTFðsÞ ð18:7Þ
Laplace transforms of the modal response (or generalized coordinate) vector, qðtÞ; and the forcing
excitation vector, f ðtÞ; are denoted by the column vectors, QðsÞ and FðsÞ; respectively. The square matrix
on the left-hand side of Equation 18.7 is a diagonal matrix. Its inverse is obtained by inverting the
diagonal elements. Consequently, the following modal transfer relation results:
QðsÞ ¼
G1 0
G2
. .
.
0 Gn
2
66666664
3
77777775
CTFðsÞ ð18:8Þ
in which the diagonal elements are the damped simple-oscillator transfer functions
GiðsÞ ¼
1
s2 þ 2zivis þ v2i
for i ¼ 1; 2; …; n ð18:9Þ
Note that vi; the ith undamped natural frequency (in the time domain), is only approximately equal to
the frequency of the ith resonance of the transfer function (in the frequency domain), as given by
vri ¼
ffiffiffiffiffiffiffiffiffiffi
1 2 2z2i
q
vi ð18:10Þ
As we have discussed before, and as is clear from Equation 18.10, the approximation improves for
decreasing modal damping. Consequently, in most applications of EMA, the resonant frequency is taken
to be equal (approximately) to the natural frequency for a given mode.
From the time-domain coordinate transformation (Equation 18.2), the Laplace domain coordinate
transformation relation is obtained as
YðsÞ ¼ CQðsÞ ð18:11Þ
Substitute Equation 18.8 into Equation 18.11; thus
YðsÞ ¼ C
G1 0
G2
. .
.
0 Gn
2
66666664 3 77777775
CTFðsÞ ð18:12Þ
Equation 18.12 is the excitation – response (input – output) transfer relation. It is clear that the n £ n
transfer function matrix, G, for the n-DoF system is given by
GðsÞ ¼ C
G1 0
G2
. .
.
0 Gn
2
66666664
3
77777775
CT ð18:13Þ
18-4 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
Notice in particular that GðsÞ is a symmetric matrix; specifically
GTðsÞ ¼ GðsÞ ð18:14Þ
which should be clear from the matrix transposition property, ðABCÞT ¼ CTBTAT:
An alternative version of Equation 18.13 that is extensively used in EMA can be obtained by using the
partitioned form (or assembled form) of the modal matrix in Equation 18.13. Specifically, we have
GðsÞ ¼ ½c1; c2; …; cn
G1 0
G2
. .
.
0 Gn
2
66666664
3
77777775
cT
1
cT
2
.. .
cTn
2
66666664
3
77777775
ð18:15Þ
On multiplying out the last two matrices on the right-hand side of Equation 18.15 term by term, the
following intermediate result is obtained:
GðsÞ ¼ ½c1; c2; …; cn
G1cT
1
G2cT
2
.. .
GncTn
2
66666664
3
77777775
Note that Gi are scalars while ci are column vectors. The two matrices in this product can be multiplied
out now to obtain the matrix sum
GðsÞ ¼ G1c1cT
1 þ G2c2cT
2 þ · · · þ GncncTn
¼
Xn
r¼1
Gr cr cT
r ð18:16Þ
in which cr is the rth modal vector that is normalized with respect to the mass matrix. Notice that each
term cr cT
r in the summation (Equation 18.16) is an n £ n matrix with the element corresponding to its
ith row and kth column being ðcickÞr : The ikth element of the transfer matrix GðsÞ is the transfer function
GikðsÞ; which determines the transfer characteristics between the response location, i; and the excitation
location, k: From Equation 18.16, this is given by
GikðsÞ ¼
Xn
r¼1
Gr ðcickÞr ¼
Xn
r¼1
ðcickÞr
s2 þ 2zrvr s þ v2r
ð18:17Þ
with s ¼ jv ¼ j2pf in the frequency domain. Note that ðciÞr is the ith element of the rth modal vector,
and is a scalar quantity. Similarly, ðcickÞr is the product of the ith element and the kth element of the rth
modal vector, and is also a scalar quantity. This is the numerator of each modal transfer function within
the right-hand side summation of Equation 18.17, and is the residue of the pole (eigenvalue) of that
mode.
Equation 18.17 is useful in EMA. Essentially, we start by determining the residues ðcickÞr of the poles
in an admissible set of measured transfer functions. We can determine the modal vectors in this manner.
In addition, by analyzing the measured transfer functions, the modal damping ratios, zi; and the natural
frequencies, vi; can be estimated. From these results, an estimate for the time-domain model (i.e., the
matrices M, K, and C) can be determined.
18.2.2 Principle of Reciprocity
By the symmetry of transfer matrix, as given by Equation 18.14, it follows that
GikðsÞ ¼ GkiðsÞ ð18:18Þ
Experimental Modal Analysis 18-5
© 2005 by Taylor & Francis Group, LLC
This fact is further supported by Equation 18.17. This symmetry can be interpreted as Maxwell’s principle
of reciprocity. To understand this further, consider the complete set of transfer relations given by Equation
18.12 and Equation 18.13:
Y1ðsÞ ¼ G11ðsÞF1ðsÞ þ G12ðsÞF2ðsÞ þ · · · þ G1nðsÞFnðsÞ
Y2ðsÞ ¼ G21ðsÞF1ðsÞ þ G22ðsÞF2ðsÞ þ · · · þ G2nðsÞFnðsÞ
.. .
YnðsÞ ¼ Gn1ðsÞF1ðsÞ þ Gn2ðsÞF2ðsÞ þ · · · þ GnnðsÞFnðsÞ
ð18:19Þ
Note that the diagonal elements, G11; G22; …; Gnn; are driving-point transfer functions (or autotransfer
functions) and the rest are cross-transfer functions. Suppose that a single excitation, FkðsÞ; is applied at the
kth DoF with all the other excitations set to zero. The resulting response at the ith DoF is given by
YiðsÞ ¼ GikðsÞFk ðsÞ ð18:20Þ
Similarly, when a single excitation, FiðsÞ; is applied at the ith DoF, the resulting response at the kth DoF is
given by
YkðsÞ ¼ GkiðsÞFiðsÞ ð18:21Þ
In view of the symmetry that is indicated by Equation 18.18, it follows from Equation 18.20 and
Equation 18.2.1 that if the two separate excitations, FkðsÞ and FiðsÞ; are identical then the corresponding
responses, YiðsÞ and YkðsÞ; are also identical. In other words, the response at the ith DoF due to a single
force at the kth DoF is equal to the response at the kth DoF when the same single force is applied at the ith
DoF. This is the frequency-domain version of the principle of reciprocity.
Example 18.1
Consider the two-DoF system shown in Figure 18.1. Assume that the excitation forces, f1ðtÞ and f2ðtÞ; act
at the y1 and y2 DoFs, respectively. The equations of motion are given by
m 0
0 m
" #
y€
c 0
0 c
" #
y_ þ
2k 2k
2k 2k
" #
y ¼ f ðtÞ ðiÞ
This system has proportional damping (specifically, it is clear that C is proportional to M) and hence
possesses the same real modal vectors as does the undamped system. Let us first obtain the transfer
matrix in the direct manner. By taking the Laplace transform (with zero initial conditions) of the
equations of motion (i), we have
ms2 þ cs þ 2k 2k
2k ms2 þ cs þ 2k
" #
YðsÞ ¼ FðsÞ ðiiÞ
m
m
k
c
k
k
c y2
y1
f f2(t) 1(t)
FIGURE 18.1 A vibrating system with proportional damping.
18-6 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
Hence, in the relation YðsÞ ¼ GðsÞFðsÞ; the transfer matrix G is given by
GðsÞ ¼
ms2 þ cs þ 2k 2k
2k ms2 þ cs þ 2k
" #21
¼
1
ðms2 þ cs þ 2kÞ2 2 k2
ms2 þ cs þ 2k k
k ms2 þ cs þ 2k
" #
ðiiiÞ
The characteristic polynomial DðsÞ of the system is
DðsÞ ¼ ðms2 þ cs þ 2kÞ2 2 k2 ¼ ðms2 þ cs þ kÞðms2 þ cs þ 3kÞ ðivÞ
and is common to the denominator of all four transfer functions in the matrix. Specifically,
G11ðsÞ ¼ G22ðsÞ ¼
ms2 þ cs þ 2k
DðsÞ ðvÞ
G12ðsÞ ¼ G21ðsÞ ¼
k
DðsÞ ðviÞ
This result implies that the characteristic equation characterizes the entire system (particularly,
the natural frequencies and damping ratios) and, no matter what transfer function is measured
(or analyzed), the same natural frequencies and modal damping are obtained.
We can put these transfer functions into the partial fraction form. For example,
ms2 þ cs þ 2k
ðms2 þ cs þ kÞðms2 þ cs þ 3kÞ ¼
A1s þ A2
ðms2 þ cs þ kÞ þ
A3s þ A4
ðms2 þ cs þ 3kÞ ðviiÞ
By comparing the numerator coefficients, we find that A1 ¼ A3 ¼ 0 (this is the case when the modes are
real; with complex modes, A1 – 0 and A3 – 0 in general) and A2 ¼ A4 ¼ 1=2: These results are
summarized below:
G11ðsÞ ¼ G22ðsÞ ¼
1=ð2mÞ
s2 þ 2z1v1s þ v21
þ
1=ð2mÞ
s2 þ 2z2v2s þ v22
ðviiiÞ
G12ðsÞ ¼ G21ðsÞ ¼
1=ð2mÞ
s2 þ 2z1v1s þ v21
2
1=ð2mÞ
s2 þ 2z2v2s þ v22
ðixÞ
with
v1 ¼
ffiffiffiffiffi
k=m p ; v2 ¼
ffiffiffiffiffiffi
3k=m p ; z1 ¼ c
ffiffiffiffiffiffi
4mk p ; and z2 ¼ c
ffiffiffiffiffiffiffi
12mk p
By comparing the residues (numerators) of these expressions with the relation expressed in Equation
18.17, we can determine the M-normal modal vectors. Specifically, by examining G11:
ðc 21
Þ1 ¼
1
2m
; ðc 21
Þ2 ¼
1
2m
and by examining at G12:
ðc1c2Þ1 ¼
1
2m
; ðc1c2Þ2 ¼ 2
1
2m
We need consider only two admissible transfer functions (e.g., G11 and G12; or G11 and G21; or G12 and
G22; or G21 and G22) in order to completely determine the modal vectors. Specifically, we obtain
c1
c2
" #
1¼
1=
ffiffiffiffi
2m p
1=
ffiffiffiffi
2m p
2
4
3
5 and
c1
c2
" #
2¼
1=
ffiffiffiffi
2m p
21=
ffiffiffiffi
2m p
2
4
3
5
Note that the modal masses are unity for these modal vectors. Also, there is an arbitrariness in the sign.
As usual, we have overcome this problem by making the first element of each modal vector positive.
Experimental Modal Analysis 18-7
© 2005 by Taylor & Francis Group, LLC
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