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26.3 Vibration Signal Recording
The information from vibration sensors can be treated in numerous ways. The overall aim of a tool
condition monitoring system (TCMS) is to utilize the best processing techniques to extract the relevant
information from sensor signals. Generally, a TCMS consists of the steps depicted in Figure 26.8. Various
methods that could be used in each step will be discussed in more detail.
26.3.1 Direct and Indirect Systems
TCMSs can be divided in two categories, namely, direct and indirect. Direct methods are concerned with
a measurement of volumetric loss at the tool tip, while indirect methods use a pattern in sensor data to
detect a failure mode (Byrne et al., 1995). Direct methods do not utilize vibration and will not be
discussed here. In general, direct methods are sensitive to dirt and cutting chips, and consequently they
are not commonly accepted in industry. Indirect methods have found more acceptance in industry due to
the fact that most indirect methods are easily interpreted, cost-effective, and often more reliable than
direct methods. Also, for some applications, it might not be possible to use a direct monitoring method
due to the nature of the process.
26.3.2 Sensor Requirements for Tool Wear Monitoring
Machine tools represent very hostile environments for sensors. Sensors used for TCM (also see Chapter
15) must meet certain requirements, such as (Byrne et al., 1995) the following:
* Must measure as close as possible to the point of metal removal
* Must not cause a reduction in the stiffness of the machine tool
* Must not cause a restriction of the working space of the machine
* Should be wear and maintenance free, easy to replace, and of low cost
* Must have resistance to dirt, chips, and electromagnetic and thermal influences
* Should function independent of tool and workpiece
* Must provide reliable signal transmission, e.g., from rotating to fixed machine components
26.3.3 Force Measurement
Worn tools cause an increase in the cutting force components. It is also known that both the dynamic and
static components generally increase with tool wear due to frictional effects. The three components of the
cutting force each responds uniquely to varying machining parameters and the different wear modes.
Depending on the type of process that is investigated and the specific experimental setup, results among
researchers vary. This can be attributed to dynamic effects of the machine tool and the measurement
equipment. There are a number of different sensor configurations to collect forces from machining
operations and these are described below.
26.3.3.1 Direct Measurement Dynamometers
Tool holder dynamometers are by far the most popular method for collecting cutting forces. These
sensors utilize the piezoelectric effect and can measure quasistatic and dynamic cutting forces very
accurately. However, dynamometers are very expensive and bulky instruments and are not practical for a
sensor selection
and deployment
signal recording
and conditioning
generate signal
features
select wear
sensitive features
model features
and wear
relationship
FIGURE 26.8 TCMS steps.
Vibration-Based Tool Condition Monitoring Systems 26-7
© 2005 by Taylor & Francis Group, LLC
typical shop floor. Furthermore, their usable
frequency range is limited to approximately
1 kHz. An example of a tool holder dynamometer
is shown in Figure 26.9.
Tarmal and Opavsky (2000) investigated the
dynamics of a conventional force dynamometer
for machining operations. It was found that the
dynamometer has significant amplitude distortion
in the frequency range that is quoted as the
operating range by the manufacturer. The authors
suggest that the dynamic characteristics of the
dynamometer (while clamped as it would be
during measurements) be identified with a
modal test and the effect of dynamometer
dynamics be compensated for after measurements
are made to obtain the true cutting force.
26.3.3.2 Indirect Force Sensors
There are numerous small force sensors available
for the purpose of force measurement on machine
tools. These measure forces in load-carrying
components of the machine tool and are thus
not direct force measurement devices. The advantages
of these sensors are their size, low cost, and
significantly higher operational frequency range.
A disadvantage is that a suitable position for the
sensor can only be determined experimentally.
These sensors are suitable for tool breakage
monitoring in rough machining or detection of
other catastrophic events such as collisions. An
example of a three-component force sensor is
shown in Figure 26.10.
26.3.3.3 Piezoelectric Strain Sensors
The use of piezoelectric strain sensors for wear
monitoring of synthetic diamond tool inserts was
reported by Scheffer and Heyns (2000a). These
sensors are ultrasensitive to changes in cutting
forces if they are installed in an appropriate
location. The best location for the sensor must
once again be determined experimentally, but
generally it should be installed on a load-carrying
component of the machine as close as possible to
the tool tip, for example, on the tool holder itself
(Scheffer and Heyns, 2001b). An example of a
piezoelectric strain sensor that can be used on machine tools is shown in Figure 26.11.
26.3.3.4 Resistance Strain Gauges
A quite simple method to estimate both the static and dynamic components of cutting forces without any
distortion is to use resistance strain gauges (see Chapter 15). These comply with most of the requirements
for TCM sensors, and they can accurately follow the static and dynamic response of a system up to
FIGURE 26.9 KISTLER force dynamometer type 9121.
(Source: KISTLER Brochure 2002. Courtesy of Kistler
Instrumente AG.)
FIGURE 26.10 KISTLER three-component force sensor
type 9251A. (Source: KISTLER Brochure 2003.
Courtesy of Kistler Instrumente AG.)
FIGURE 26.11 KISTLER strain sensor type 9232A.
(Source: KISTLER Brochure 2004. Courtesy of Kistler
Instrumente AG.)
26-8 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
50 kHz. Scheffer and Heyns (2002a) developed a sensor-integrated tool holder using strain gauges. It was
shown that the system is robust, cost-effective, and fit for an industrial TCMS. The physical layout of the
strain gauges on a boring bar is shown in Figure 26.12. The system was calibrated with a special device to
directly obtain the three cutting forces from the strain gauge signals.
26.3.3.5 Customized Force Sensors
There are a number of customized force sensors available that can be used with specific machining
operations. These are:
* Force measuring plates, pins, and bearings
* Special force measuring bolts
* Force and torque measuring rings that fit on spindles
26.3.4 Acceleration Measurement
Piezoelectric accelerometers can measure the machine vibration caused by oscillations of cutting forces. It
is well known that high-frequency vibrations (higher than 1 kHz) yield large acceleration levels, giving
accelerometers an advantage over force-based monitoring. Accelerometers fulfill the environmental
requirements for tool wear monitoring because they are resistant to the aggressive media present during
machining. Accelerometers are also less expensive than force dynamometers and can measure vibration
levels within a very wide frequency range, typically 5 Hz to 10 kHz.
Various authors have shown that acceleration levels change with tool wear. Li et al. (1997) found that
the coherence function of two crossed accelerations can be used as an easy and effective way to identify
tool wear and chatter. They found that with progressive tool wear, the autospectra of the two
accelerations and their coherence function increase gradually in magnitude around the first natural
frequencies of the cross-bending vibration of the tool shank. As the tool approaches a severe wear stage,
the peaks of the coherence function increase to values close to unity. Scheffer et al. (2003) reported on the
use of an accelerometer for wear monitoring during hard turning. It was found that certain frequencies
show repeatable amplitude increase with increasing tool wear. These frequencies corresponded to the tool
holder natural frequencies. Some authors, for example, Bonifacio and Diniz (1994), also found that a
wear sensitive frequency will increase with increasing tool wear and then suddenly decrease near the end
of tool life. This can be attributed to an increased damping effect due to plastic deformation and
microbreakage of the cutting edge.
26.3.5 Acoustic Emission Measurement
Cutting processes produce elastic stress waves that propagate through the machine structure. Different
sources in the cutting process generate these stress waves known as acoustic emission (AE). Sources of AE
FIGURE 26.12 Application of resistance strain gauges. (Source: Scheffer, C. and Heyns, P. S., Mech. Syst. Signal
Process., Elsevier, 2004. With permission.)
Vibration-Based Tool Condition Monitoring Systems 26-9
© 2005 by Taylor & Francis Group, LLC
in metal cutting are:
* Friction on the tool face and flank
* Plastic deformation in the shear zone
* Crack formation and propagation
* Impact of the chip at the workpiece
* Chip breakage
A typical AE sensor for use on machine tools is
shown in Figure 26.13.
The fact that crack formation generates AE
makes AE ideal for tool breakage detection.
Collection of the AE requires special hardware
that can bandpass filter the signals to the AE range (between approximately 50 and 250 kHz).
Furthermore, amplification is required and an analogue root-mean-square (RMS) circuit with a short
time constant is generally also included to collect the AERMS. The different steps required to collect AE are
depicted in Figure 26.14 (adapted from Jemielniak, 2000).
Araujo et al. (2000) investigated sliding friction as a possible source of AE during metal cutting.
The AERMS values in different frequency ranges were collected for different widths of cut and also
with the tool rubbing against the workpiece without cutting. It was found that the level of AE
remains almost constant for all width of cut conditions, and hence it was concluded that the main
mechanism for AE during metal cutting is the sliding friction between the tool and workpiece.
Consequently, an increase or decrease of AE can be expected with tool wear depending on the effect
on the sliding friction due to that tool wear. Furthermore, it is believed that the cutting
temperatures will affect the AE due to thermal expansion effects. Chiou and Liang (2000)
investigated AE with tool wear and chatter effects in turning. A model is presented that can predict
the chatter AERMS amplitude with certain levels of flank wear. Good correlation was found between
the model and the experimental results. Kim et al. (1999) reported on the use of AE to monitor the
tool life during a gear shaping process. The AERMS is collected and used in a software program to
predict the remaining tool life.
Li (2002) presented an overview of using AE for TCM in turning operations. It is stated the AE is
heavily dependent on cutting conditions and, as a result, methods should be employed to handle this
problem effectively. Some methods are proposed that include advanced signal processing, sensor
fusion and modeling techniques. Many other AE-based tool wear and breakage monitoring systems
have been implemented successfully in research. One problem still lies with an appropriate
interpretation of the AE frequency spectrum. In most studies, an explanation for the choice of certain
frequencies and their advantages are not given or not investigated. In fact, Jemielniak (2000) found
that using the average value of AE (or AERMS) is the most suitable. A similar conclusion was made by
Scheffer et al. (2003), who compared different processing methods of the AE signal during hard
turning.
FIGURE 26.13 Kistler AE sensor type 8152B. (Source:
PCB Website 2002. Courtesy of Kistler Instrumente AG.)
FIGURE 26.14 Steps for collecting AE during turning. (Adapted from Jemielniak, K., Ultrasonics, 2000.)
26-10 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
26.3.6 Sensor Comparisons
Future research should be directed towards directly comparing different sensors for tool wear
monitoring. Choi et al. (1999) developed a single sensor for parallel measurement of force and AE. A
finite element analysis was carried out to determine the optimal position for the sensor away from the
tool holder because the sensor obstructed the working space of the machine. The approach was successful
for breakage detection but no wear estimations are reported. Barrios et al. (1993) compared AE,
vibration, and spindle current for TCM during milling. It was found that the spindle current is the most
sensitive sensor for detecting tool wear, with AE the least sensitive. However, contradictory results are
reported in other publications, and hence more research would be required to determine ultimately
which sensor is the best for which machining operation. Govekar et al. (2000) compared force and AE
methods for TCM, and concluded that the best result is achieved when sensory information is combined.
Dimla and Lister (2000a) compared the use of force and vibration signals for TCM and also combined the
information in a single decision-making technique (Dimla and Lister, 2000b). Similar comparative
studies were reported by Scheffer et al. (2003).
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