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36.2 Fluid Forces
The following is a list of several types of forces that the fluid can exert on a body:
1. Drag force. This is due to the pressure difference between the downstream and upstream flow
region. It can be thought of as the force required to hold a body stationary in a fluid of constant
velocity. The drag force is proportional to the square of the velocity of the fluid relative to the
structure.
2. Inertia force. This is the force exerted by the fluid while it accelerates and decelerates as it passes the
structure. It is also the force required to hold a rigid structure in a uniformly accelerating flow, and
it is proportional to the fluid acceleration. The concept of the inertia force in an inviscid flow was
first formulated by Lamb (1945).
3. Added mass. As the body accelerates or decelerates in a stationary fluid, the body carries a certain
amount of the surrounding fluid along with it. This entrained fluid is called the added, apparent,
or virtual mass. In order to accelerate the body, additional force is required to accelerate or
decelerate the added mass.
4. Diffraction force. This is due to the scattering of an incident wave on the surface of the structure. It
is important when the body is large compared with the wavelength of the incident wave.
5. Froude – Kryloff force. This is the pressure force on the structure due to the incident wave, assuming
that the structure does not exist and does not interfere with the incident wave.
6. Lift force. This is due to nonsymmetrical separation of the fluid or due to vortices that are shed in a
nonsymmetrical way. The component of the force perpendicular to the flow direction is the lift
force.
36-16 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
7. Wave slamming force. This is due to a single occasional wave with a particularly high amplitude
and energy, and it may be important at the free surface. Sarpkaya and Isaacson (1981) reviewed the
research on slamming of water against circular cylinders. Miller (1977, 1980) found that the peak
wave slamming force on a rigidly held horizontal circular cylinder is proportional to the square of
the horizontal water particle velocity.
36.2.1 Wave Force Regime
Previously, we discussed various types of forces caused by waves and currents. In some cases, one type of
force may be dominant. Hogben (1976) gave a literature review of the fluid force in various regimes. The
load regime of importance can be demonstrated for the case of a vertical cylinder in Figure 36.11 in terms
of H=D and pD=l; where H is the wave height, D is the cylinder diameter, and l is the wavelength. When
linear wave theory is used, H=D is related to the Keulegan – Carpenter number by
K ¼ pH=D
The Keulegan – Carpenter number gives a measure of the importance of drag force relative to the
inertia force. The term pD=l is called the diffraction parameter, and it determines the importance of the
diffraction effect. As H=D increases, the drag force becomes more important and the inertia force becomes
less important. As pD=l increases, the diffraction force becomes important.
Using linear wave theory, the maximum drag force to the maximum inertia force can be written as
fdrag
finertia ¼
1
2p
H
D ¼
K
2p2
From the last relation, we find that the drag force is 5% of the inertial force when H=D ¼ 0:314: The
Morison equation may be used for D=l , 0:2 and fdrag=finertia . 0:1 or thereabouts. It should be noted
that Figure 36.11 is valid only near the surface. The drag force is predominant for a cylinder that extends
from the bottom to the near surface, so that the Morison equation may be used.
For example, consider a fixed jacket platform with legs with a diameter of 10 m and bracings with a
diameter of 0.8 m. For a 10-year storm with l ¼ 100 m and H ¼ 8 m, the ratios H=D and D=l for the leg
are 0.8 and 0.1, respectively. Similarly, the ratios H=D and D=l for the bracings are 10 and 0.08,
respectively. Figure 36.11 shows that the inertia force is dominant for the legs, and both inertia and the
drag forces are important for the bracings.
0.01
0.01
0.1
H/D 1
10
100
large drag
large inertia
inertia diffraction
D/l = 0.2
pD/l
CD = 0
25% drag
5% drag
no waves
inertia
and drag
0.1 1.0 10
D
H
l
FIGURE 36.11 Load regimes near surface.
Fluid-Induced Vibration 36-17
© 2005 by Taylor & Francis Group, LLC
36.2.2 Wave Forces on Small Structures — Morison Equation
The added mass, MA; can be written as
MA ¼ CAMdisp
where CA is called the added mass coefficient and Mdisp is the mass of the fluid displaced by the structure.
For a cylinder with a diameter, D, and height, h, the displaced fluid mass is pD2h=4: It should be noted
that the added mass is a tensor quantity. That is, we can speak of the added mass force in the xi direction
due to the acceleration of the body in the xj direction, denoted as MA
ij : MA
ij is symmetric so that the added
mass force in the xi direction due to the acceleration in the xj direction is equal to the added mass force in
the xj direction due to the acceleration in the xi direction. The off-diagonal terms are not zero if the crosssection
is not symmetric.
Similarly, the inertia force can be written as
FM ¼ CMMdispw_ ð36:25Þ
where the proportionality constant, CM; is called the inertia coefficient.
It should be noted that the added mass and the inertia effects are often neglected for a body vibrating in
air since the displaced air mass is negligible.
The drag force is proportional to the square of the fluid velocity, w, the density of the fluid, r, and the
area of the body projected onto the plane perpendicular to the flow direction, Af ;
FD ¼
1
2
CDrAf wlwl
where CD is the drag coefficient. The absolute value sign is used to ensure that the drag force always acts in
the direction of the flow. For a cylinder with a diameter D and height h, the projected area Af is Dh.
For a body with nonzero velocity, the drag force is given by
FD ¼
1
2
CDrAf ðw 2 vÞlw 2 vl ð36:26Þ
where w 2 v is the velocity of the fluid relative to the body.
Morison et al. (1950) combined the inertia and drag terms (Equation 36.25 and Equation 36.26)
so that the fluid force on a body is given by
f ¼
1
2
CDrAfwlwl þ CMMdispw_
For a cylinder, the fluid force per unit length can be written as
f ¼
1
2
CDrDwlwl þ CMrp
D2
4
w_
For a moving cylinder with velocity v, the Morison force is given by
f ¼
1
2
CDrDðw 2 vÞlw 2 vl þ CMrp
D2
4
w_
36.2.2.1 Inclined Cylinder
Let us now consider the inclined cylinder shown in Figure 36.13. The direction of the flow makes an angle
of u with the cylinder. Often, only the fluid force in the normal direction is considered. The normal
component is given by
f n ¼
1
2
CDrDðwn 2 vnÞlwn 2 vnl þ CMrp
D2
4
w_ n ð36:27Þ
where the superscript is used for the normal component. The term, wn 2 vn; is the normal component of
the relative velocity of the fluid with respect to the structure. Suppose that fluid is flowing to the right,
36-18 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
and the cylinder is also moving to the right, as
shown in Figure 36.12. The normal components of
the fluid and cylinder velocities are
wn ¼ lwl cos u; vn ¼ lvl cos u
In three dimensions, it may be difficult to picture
what the normal component should be. Here, we
can find the normal component using the formula
ðwn 2 vnÞn~ ¼ ~t £ ðw~ 2 v~Þ £ ~t ð36:28Þ
where ~t is the unit vector tangent to the cylinder
and n~ is the unit vector normal to the cylinder.
Note that the normal direction depends on the direction of the flow as well as the inclination of
the cylinder.
In some cases, the tangential drag force may be included, and it can be written as
f t ¼
1
2
CTrDðwt 2 vtÞlwt 2 vtl ð36:29Þ
where CT is the tangential drag coefficient. Note that CT is usually a very small number.
The normal component of the fluid force is more dominant than the tangential component. It may
seem strange that the fluid force does not act in the direction of the fluid motion. Instead, the force is
predominantly in the normal direction defined by Equation 36.28. In Section 36.3.1, we will demonstrate
what this means by considering a towing cable.
36.2.2.1.1 Determination of Fluid Coefficients
The drag, inertia, and added mass coefficients must be obtained by experiment. However, for a long
cylinder, CM approaches its theoretical limiting value (uniformly accelerated inviscid flow) of 2, and CA
approaches unity (Lamb, 1945; Wilson, 1984). In reality, the inertia and drag coefficients are functions of
at least three parameters (Wilson, 1984):
CM ¼ CMðRe; K; cylinder roughnessÞ
CD ¼ CDðRe; K; cylinder roughnessÞ
where Re is the Reynolds number and K is the Keulegan – Carpenter number given by
Re ; rf UD
m
; K ; UT
D ð36:30Þ
where rf is the density of the fluid, U is the free stream velocity, D is the diameter of the structure, m is the
dynamic or absolute viscosity, and T is the wave period.
Sarpkaya looked at the variation of these hydrodynamic coefficients extensively and obtained the
plots shown in Figure 36.13 to Figure 36.15 (Sarpkaya, 1976; Sarpkaya et al., 1977). Figure 36.13 shows
the inertia and drag coefficients for a smooth cylinder as a function of K for various values of Re and
the reduced frequency b, defined by b ¼ Re=K: From this figure, we find that for low Re and b, the inertial
coefficient decreases and the drag coefficient increases at about 10 , K , 15: It is found that the drop and
the increase in these coefficients are due to shedding vortices, which also exert forces perpendicular to the
structure and the flow.
Figure 36.14 and Figure 36.15 show the inertia and drag coefficients for a rough cylinder, whose
roughness is measured by k=D: Figure 36.14a shows a drop in the drag coefficient for Re between
104 and 105, and this is called the “drag crisis.” For a larger Re, the drag coefficient stays constant.
As the surface becomes rougher, the drop occurs at lower Re and the drag coefficients for the
larger Re increases.
Figure 36.14 to Figure 36.16 can be used to obtain proper values of the drag and inertia coefficients for
fluid with known Re, Keulegan – Carpenter number, and cylinder roughness.
q
Direction of flow
Fluid velocity, w
Cylinder
velocity, v
t
n
FIGURE 36.12 Inclined cylinder.
Fluid-Induced Vibration 36-19
© 2005 by Taylor & Francis Group, LLC
36.2.3 Vortex-Induced Vibration
When the flow passes around a fixed cylinder, for a very low Re ð0 , Re , 4Þ; the flow separates and
reunites smoothly. When the Re is between 4 and 40, eddies are formed and are attached to the
downstream side of cylinder. They are stable and there is no oscillation in the flow. For a flow with a
Reynolds number greater than about 40, the fluid near the cylinder starts to oscillate due to shedding
vortices. These shedding vortices exert an oscillatory force on the cylinder in the direction perpendicular
to both the flow and the structure. The frequency of oscillation is related to the nondimensionalized
parameter, the Strouhal number, defined by
St ¼
fv D
U ð36:31Þ
where fv is the frequency of oscillation, U is the steady velocity of the flow, and D is the diameter of
the cylinder. For circular cylinders, the Strouhal number stays roughly at 0.22 for laminar flow
ð103 , Re , 2 £ 105Þ and 0.3 for turbulent flow (Patel, 1989).
The lift force due to these shedding vortices can be written as
fL ¼
1
2
CLrAf U2 cos 2pfv t ð36:32Þ
where CL is the lift coefficient, which is also a function of Re, K, and the surface roughness.
The experimental data of the lift coefficients show considerable scatter with typical values ranging
from 0.25 to 1. For smooth cylinders, the lift coefficient approaches about 0.25 as Re and K increase.
2.5
0.3
(a)
0.4
0.5
8370
5260
4480
3123
1985
1107 784
b = 497
b = 497
Re × 10−3 = 10
Re × 10−3 = 60
15 20 30 40 50
60
80
150
CD 1.0
1.5
2.0
3.0
3 5 10 50
150 200 5260 4480 31231985
1107784
30 40 60 80 100 20
100 150 200
0.4
0.5
1.0
CM
1.5
2.0
3.0
3 5 10
K
50 100 150 200
(b)
FIGURE 36.13 Drag and inertia coefficients as functions of K for various values of Re and b. (Source: Sarpkaya,
1976, Proceedings of the Eighth Offshore Technology Conference. With permission.)
36-20 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
It should be noted that the vortex forces are not generally correlated on the entire cylinder length. That is,
the phase of the vortex shedding forces varies over the length. The correlation length — the length over
which vortex shedding is synchronized — for a stationary cylinder is about three to seven diameters for
laminar flow. If sectional forces are randomly phased, the net effect will be small. The total force on a
cylinder of length L will be only a fraction of LfL: This fraction is called the joint acceptance and depends
on the ratio of the correlation length to the total length.
When the flow passes by a cylinder that is free to vibrate, the shedding frequency is also controlled by
the movement of the cylinder. When the shedding frequency is close to the first natural frequency of the
cylinder (^ 25 to 30% of the natural frequency [Sarpkaya and Isaacson, 1981]), the cylinder takes control
of the vortex shedding. The vortices will shed at the natural frequency instead of at the frequency
determined by the Strouhal number. This is called lock-in or synchronization, which is a result of
nonlinear interaction between the oscillation of the body and the action of the fluid. Figure 36.16 shows
the shedding frequency, as a function of flow velocity in the presence of a structure. f1 and f2 are the
natural frequencies of the structure.
The amplitude of the structural response and the range of the fluid velocity over which the lock-in
phenomenon persists are functions of a reduced damping parameter — the ratio of the damping force to
the exciting force (Vandiver, 1985, 1993). If the reduced damping parameter is small, the lock-in can
persist over a greater range of flow velocity.
0.1
0.6
0.8
1.0
1.2
1.4
1.6
1.8
1.9
2.0
1.8
1.6
1.4
1.2
1.0
CM
CD
0.1 0.5 1 5 7
0.5 1 5 7
Re × 10 −5
Re × 10 −5
k /D = 1/50
k /D = 1/50
1/100
1/100
1/200
1/ 200
1/400
1/400
1/ 800
1/ 800
smooth
smooth
(a)
(b)
FIGURE 36.14 Drag and inertia coefficients for a rough cylinder as functions of Re for various values of cylinder
roughness (as measured by k=D) for K ¼ 20: (Source: Sarpkaya et al., 1977, Proceedings of the Ninth Offshore
Technology Conference. With permission.)
Fluid-Induced Vibration 36-21
© 2005 by Taylor & Francis Group, LLC
The existing models for vortex-induced
oscillation for a rigid cylinder include singledegree-
of-freedom models and coupled models.
The single-DoF models assume that the effect of
vortex shedding is an external forcing function,
which is not affected by the motion of the body.
The coupled models assume that the equations
that govern the motion of the structure and the lift
coefficients are coupled so that the fluid and the
structure affect each other (Billah, 1989).
36.2.4 Summary
Some of the fluid forces are discussed briefly, and
the regimes where inertia, drag, and diffraction
forces are important are shown as functions of
the ratio of the structural diameter to the wave
0.2 0.5 1 5 10 15
0.2 0.5 1 5 10 15
2.0
1.8
1.6
1.4
1.2
1.0
1.8
1.6
1.4
1.2
1.0
0.8
0.6
0.4
Re × 10−5
Re × 10−5
k/D = 1/50
k /D = 1/50
1/100
1/100
1/200
1/ 200
1/400
1/400
1/800
1/800
smooth
smooth
CD
CM
(a)
(b)
FIGURE 36.15 Drag and inertia coefficients for a rough cylinder as functions of Re for various values of cylinder
roughness (as measured by k=D) for K ¼ 60: (Source: Sarpkaya et al., 1977, Proceedings of the Ninth Offshore
Technology Conference. With permission.)
U
fv = StU
D
fv
f2
f1
FIGURE 36.16 An example of fluid elastic resonance.
36-22 Vibration and Shock Handbook
© 2005 by Taylor & Francis Group, LLC
length, D=l; and the ratio of the wave height to the structural diameter, H=D: The wave forces on small
structures are modeled by the Morison equation, and it is valid for D=l , 0:2 and H=D . 0:63 or
thereabouts. The Morison equation includes the effects of added mass, inertia, and drag. The added
mass is simply
MA ¼ CAMdisp
For a cylinder with transverse velocity, v, the normal and the tangential components of the drag and
the inertia forces are given by
f n ¼
1
2
CDrDðwn 2 vnÞlwn 2 vnl þ CMrp
D2
4
w_ n
f t ¼
1
2
CTrDðwt 2 vtÞlwt 2 vtl
The fluid coefficients are at least functions of three parameters: the Reynolds number, the Keulegan –
Carpenter number, and the cylinder roughness. The plots of these coefficients are reproduced in
Figure 36.13 to Figure 36.15.
The frequency of the lift force that is exerted by shedding vortices is closely related to the Strouhal
number given by
St ¼
fv D
U
The lift force due to these shedding vortices can be written as
fL ¼
1
2
CLrAf U 2 cos 2pfv t
If the structure is free to vibrate, then lock-in or synchronization may occur when the shedding frequency
is close to the structure’s natural frequency. The structure takes control of the vortex shedding. Many
nonlinear models are available to capture this phenomenon.
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