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5.3 Three-dimensional Single Surface Viscoplasticity
5.3.1 Theoretical derivation
The governing equations for three-dimensional applications are the same as for onedimensional
applications and their derivation is similar (cf Equations (5.29)–(5.35)):
1. Elastic stress–strain relations
σ = ∂_
∂_e (5.76)
2. Internal variable relationships
q = −h(α) (5.77)
3. Yield surface
f (σ, q) = 0 (5.78)
4. Evolution equations
˙_
p = ˙γ
∂f (σ, q)
∂σ
(5.79)
˙α
= ˙γ
∂f (σ, q)
∂q
(5.80)
236 INFINITESIMAL STRAIN PLASTICITY
5. Kuhn–Tucker equations
γ˙ ≥ 0, f (σ, q) ≤ 0, γ˙f (σ, q) = 0 (5.81)
6. Consistency condition
γ˙ ˙ f (σ , q) = 0. (5.82)
If viscous effects are to be taken into account, Equation (5.78) is replaced by
f (σ, q) = g(˙_p) (5.83)
and f > 0 is feasible. Although the form of the equations is similar, due to the tensorial
character of the quantities involved, one arrives at a much larger set of nonlinear equations
than in the one-dimensional case. Indeed, Equations (5.78) to (5.80) lead to a set of nonlinear
equations the size of which is the sum of the number of independent stress components
and the number of internal variables plus one. Here, an example covering the usual isotropic
metal plasticity will be given.
To fully determine the plasticity model defined by Equations (5.76) to (5.83), one has
to define the yield surface, choose the internal variables and possibly define a creep law.
In three dimensions, the yield surface is not so trivial as in the one-dimensional case.
Indeed, one has to find one scalar equation connecting the tensorial quantities σ and q.
Furthermore, for isotropic materials, the yield surface should contain invariants only, that
is, I1σ , I2σ and I3σ . Practical observations have shown that the hydrostatic pressure p does
not significantly lead to plasticity in metals (does not apply to soils!). Since
p := −13
I1σ (5.84)
the first invariant does not enter the yield condition explicitly. Therefore, a new stress
tensor, the deviatoric stress s is defined by
s := dev σ := σ + pI . (5.85)
On the basis of the deviatoric stress, a new invariant is defined called the von Mises stress
σvm by
σvm := _32
_s_2 = _32
_dev σ _2. (5.86)
Since
_s_2 = _σ_2 − 13
(I1σ )2
= 23
(I1σ )2 − 2I2σ (5.87)
one finds
σvm = _(I1σ )2 − 3I2σ . (5.88)
INFINITESIMAL STRAIN PLASTICITY 237
The von Mises stress is a measure of the shear energy. The factor
√
2/3 is introduced such
that the von Mises stress in a tensile test coincides with the applied tensile stress. Including
isotropic and kinematic hardening (internal variables q1 and q2 respectively), the following
yield surface is proposed (Huber–von Mises yield surface):
_dev (σ) + q2_ + _23
q1 = 0. (5.89)
In deviatoric space (axes s1, s2 and s3), Equation (5.89) is a sphere with radius
√
2/3 q1 and
center −q2 (Figure 5.6). The inside of the sphere is the elastic range. During plasticity, the
sphere can both expand (isotropic hardening) and move (kinematic hardening). The internal
variable q1 is a scalar, whereas q2 is a tensor. Since only the deviatoric part of the stress
is relevant in Equation (5.89), the hydrostatic part of q2 remains arbitrary throughout the
analysis.
Defining
ξ := dev (σ) + q2 (5.90)
and since
q2 = dev (q2) (5.91)
∂
∂ξ
_ξ_ = ξ
_ξ_ (5.92)
∂
∂σ
(dev (σ)) = I − 13
I ⊗ I (5.93)
where
(I)
ij
kl := 12
(δi
kδ
j
l
+ δi
lδ
j
k) (5.94)
is the fourth-order identity tensor and I is the second-order identity tensor, straightforward
application of Equations (5.79) and (5.80) yields
˙_
p = ˙γ
ξ
_ξ_ (5.95)
s1
s2
s3
−_23
q1
−q2
Figure 5.6 Yield surface in deviatoric stress space
238 INFINITESIMAL STRAIN PLASTICITY
˙α
1 = ˙γ_23
(5.96)
˙α
2 = ˙γ
ξ
_ξ_. (5.97)
Similar to the von Mises stress, an equivalent plastic strain is defined by
_peq := _23
__p_. (5.98)
The factor
√
2/3 is introduced such that in a tensile test, the equivalent plastic strain is
equal to the plastic strain in the tensile direction. Indeed, since a hydrostatic pressure does
not lead to plasticity, the plastic deformation is volume preserving, and hence,
_
p
11
+ _
p
22
+ _
p
33
= 0. (5.99)
Consequently, for uniaxial plastic strain, one has
_
p
22
= _
p
33
= −12
_
p
11 (5.100)
and
_peq = _23
_(_
p
11)2 + (_
p
22)2 + (_
p
33)2 = _
p
11. (5.101)
From Equations (5.95) and (5.98), it is apparent that the physical meaning of
√
2/3 γ˙ is
the equivalent plastic strain rate.
Finally, the relationships q1(α1) and q2(α2) are left to be defined. The variable −q1
means the von Mises stress with respect to the reference stress q2 at yield (cf Equation (5.89)),
α1 is the accumulated plastic strain. This relationship must be obtained from experiments
and will be written as
q1 = −h1(α1). (5.102)
The second set of internal variables q2 is tensorial and the relationship
q2 = −h2(α2) (5.103)
is more difficult to obtain. Time differentiation of Equation (5.103) yields
˙q2 = −∂h2
∂α2
: ˙α2 (5.104)
which implies that the tensor ˙q2 is not necessarily parallel to ˙α2. This complicates the subsequent
analysis. Since the material is isotropic, it seems convenient to assume that the kinematic
hardening is also isotropic, that is, we write the relationships for Equations (5.103)
and (5.104) for the equivalent properties:
q
eq
2
= h
eq
2 (α
eq
2 ) (5.105)
leading to
˙q
eq
2
= ∂h
eq
2
∂α
eq
2
˙α
eq
2 (5.106)
INFINITESIMAL STRAIN PLASTICITY 239
or
_32
_˙q2_ = ∂h
eq
2
∂α
eq
2
_23
_ ˙α2_. (5.107)
Equation (5.107) suggests the following isotropic tensorial relationship:
˙q
2 = −23
∂h
eq
2
∂α
eq
2
˙α
2. (5.108)
Comparison with Equation (5.104) leads to
∂h2
∂α2
= 23
∂h
eq
2
∂α
eq
2
II . (5.109)
One finally obtains
˙q
1 = −˙h1 (5.110)
˙q
2 = −23
∂h
eq
2
∂α
eq
2
γ˙
ξ
_ξ_
= −_23
˙h
eq
2
ξ
_ξ_ (5.111)
since
˙α
eq
2
= _23
γ˙ (5.112)
and Equation (5.96). From Equations (5.95) to (5.97), it is obvious that
_peq = α1 = α
eq
2 . (5.113)
5.3.2 Numerical procedure
Just as in the one-dimensional case, the total strain is assumed to be given, all quantities are
known at t = tn, they are to be determined at t = tn+1. Again the trial-and-error procedure
is used. At first, it is assumed that no plasticity occurs:
_
p
n+1
= _
p
n (5.114)
q1,n+1 = q1,n (5.115)
q2,n+1 = q2,n (5.116)
γn+1 = γn (5.117)
σ n+1 = ∂_
∂_e
____
n+1
. (5.118)
If
_dev (σn+1) + q2,n+1_ + _23
q1,n+1 ≤ 0 (5.119)
240 INFINITESIMAL STRAIN PLASTICITY
the solution is found. Else, the following equations have to be solved at t = tn+1:
σ = ∂_
∂_e (6 equations) (5.120)
_dev + q2_ + _23
q1 = 23
g(˙_peq) (1 equation) (5.121)
˙_
p = ˙γ
ξ
_ξ_ (5 equations) (5.122)
˙q
1 = −˙h1 (1 equation) (5.123)
˙q
2 = −_23
˙h
eq
2
ξ
_ξ_ (5 equations). (5.124)
These are 18 equations in 18 unknowns: σ (6), _p (5), q1 (1), q2 (5), γ˙ (1) (recall that _p
and q2 are deviatoric in nature). If we assume that the material is isotropic in the elastic
regime, the equations can be further simplified. Indeed, the elastic stress–strain relationship
for a linear elastic isotropic material satisfies
σ = λtr(_e)I + 2μ_e. (5.125)
Hence,
s = dev σ = 2μdev _e. (5.126)
Equation (5.122) shows that ˙_ p is deviatoric, consequently,
˙_
p = dev (˙_p) = dev (˙_ − ˙_e) = dev (˙_) − dev (˙_e) (5.127)
and
2μdev (˙_ ) − s˙ = 2μγ˙
ξ
_ξ_. (5.128)
Replacing the time derivatives by backward Euler differences and defining
__n+1 := _n+1 − _n (5.129)
and similarly for the other expressions, one obtains
2μdev (__n+1) − sn+1 + sn = 2μ_γn+1
ξ n+1
_ξ n+1_. (5.130)
Now, strial
n+1 is obtained from sn by assuming that __ is purely elastic, that is,
strial
n+1
= sn + 2μdev (__n+1) (5.131)
which leads to
strial
n+1
− sn+1 = 2μ_γn+1
ξ n+1
_ξ n+1_ (5.132)
INFINITESIMAL STRAIN PLASTICITY 241
for Equation (5.130). Backward Euler for Equation (5.124) yields
q2,n+1 − q2,n
= −_23
_h
eq
2 (_
peq
n+1) − h
eq
2 (_
peq
n )
ξ n+1
_ξ n+1_. (5.133)
Subtracting Equation (5.132) from Equation (5.133), one gets
ξ n+1 − ξ trial
n+1
= −2μ_γn+1 − _23
_h
eq
2,n+1
_ ξ n+1
_ξ n+1_ (5.134)
where
ξ trial
n+1 := strial
n+1
+ q2,n. (5.135)
Equation (5.134) shows that the vectors ξ n+1 and ξ trial
n+1 are parallel (therefore, the algorithm
is sometimes called the radial return method). This result is crucial in the present derivation.
If the kinematic hardening had not been isotropic, this simplification would not apply! Since
all terms in Equation (5.134) are parallel, the equation applies to their size equally well:
_ξ n+1_ − _ξ trial
n+1
_ = −2μ_γn+1 − _23
_h
eq
2,n+1. (5.136)
There is only one equation left to be satisfied: the yield condition, which reads
_ξ n+1_ + _23
q1,n+1 = _23
g(__
peq
n+1). (5.137)
One finds
h1,n+1 = h1(_
peq
n + __
peq
n+1) = h1
_
_
peq
n + _23
_γn+1
_
. (5.138)
Finally, one gets for the yield condition
_ξ trial
n+1
_ − _2μ_γn+1 + _23
h
eq
2
_
_
peq
n + _23
_γn+1
_ − h
eq
2 (_
peq
n )
_
− _23
h1
_
_
peq
n + _23
_γn+1
_ = _23
g
__23
_γn+1
_
. (5.139)
Consequently, we finally arrive at one nonlinear equation in _γn+1. This equation can be
solved using a Newton–Raphson technique. Denoting the initial value for the unknown
_γn+1 by _γ(0)
n+1 and writing
_γ(k+1)
n+1
= _γ(k)
n+1
+ __γ(k)
n+1 (5.140)
linearization of Equation (5.139) about _γ(k)
n+1 yields
_ξ trial
n+1
_ − _2μ_γ(k)
n+1
+ _23
h
eq
2
_
_
peq
n + _23
_γ(k)
n+1
_ − h
eq
2 (_
peq
n )
_
− _23
h1
_
_
peq
n + _23
_γ(k)
n+1
_ − _23
g
__23
_γ(k)
n+1
_
−
2μ + 23
∂(h1 + h
eq
2 )
∂_peq
_____
_
peq
n +_23
_γ
(k)
n+1
+ 23
∂g
∂__peq
____
_23
_γ
(k)
n+1
__γ
(k)
n+1
= 0. (5.141)
242 INFINITESIMAL STRAIN PLASTICITY
Once _γn+1 is known, one finds for the other variables
_
peq
n+1
= _
peq
n + _23
_γn+1 (5.142)
q1,n+1 = −h1(_
peq
n+1) (5.143)
q2,n+1 = q2,n
− _23
_h
eq
2 (_
peq
n+1) − h
eq
2 (_
peq
n )
ξ trial
n+1
_ξ trial
n+1
_
(5.144)
_
p
n+1
= _
p
n + _γn+1
ξ trial
n+1
_ξ trial
n+1
_
(5.145)
σ n+1 = ∂_
∂_e
____
n+1
. (5.146)
5.3.3 Determination of the consistent elastoplastic tangent matrix
The consistent elastoplastic tangent matrix is the instantaneous slope of the stress–total
strain relationship. The term “consistent” points to the fact that the slope has to be determined
for the actual numerical scheme used, that is, it depends on the numerical procedure
(using another scheme, e.g. the midpoint rule instead of backward Euler, will lead to
another slope). It is well known (Simo and Hughes 1997) that the slope derived for the
present numerical scheme deviates from the continuum tangent. Consistency of the slope
is a prerequisite for the quadratic convergence of the Newton–Raphson scheme.
For materials that are linear in the elastic range, Equation (5.146) reduces to
σ n+1 = C : _e
n+1
= C : (_n+1 − _
p
n+1) (5.147)
where
C := ∂2_
∂_e∂_e . (5.148)
Substituting Equation (5.145), one now arrives at the following stress–strain relationship:
σ n+1 = C : (_n+1 − _
p
n − _γn+1nn+1) (5.149)
where
nn+1 := ξ n+1
_ξ n+1_
=
ξ trial
n+1
_ξ trial
n+1
_
. (5.150)
Thus, the tangent relation at t = tn+1 takes the form
dσ n+1 = C : (d_n+1 − d_γn+1nn+1 − _γn+1 dnn+1). (5.151)
For an isotropic elastic material, C amounts to
C = 2μI + λI ⊗ I (5.152)
INFINITESIMAL STRAIN PLASTICITY 243
where λ, μ are Lamґe’s constants. Since n is deviatoric I : n = 0, one can write
C : n = 2μn (5.153)
and Equation (5.151) reduces to
dσn+1 = C : d_n+1 − 2μ(d_γn+1nn+1 + _γn+1 dnn+1) (5.154)
or
dσn+1 = C − 2μ
_nn+1 ⊗ ∂_γn+1
∂_n+1
+ _γn+1
∂nn+1
∂_n+1
__ : d_n+1. (5.155)
The consistent elastoplastic tangent is the expression in square braces. To determine
∂_γn+1/∂_n+1, Equation (5.139) is differentiated with respect to _n+1:
∂_ξ trial
n+1
_
∂_n+1
− _2μ + 23
∂_
peq
n+1
h
eq
2
+ 23
∂_
peq
n+1
h1 + 23
∂__
peq
n+1
g_ ∂_γn+1
∂_n+1
= 0. (5.156)
Since
∂_ξ trial
n+1
_
∂_n+1
=
∂_ξ trial
n+1
_
∂ξ trial
n+1
:
∂ξ trial
n+1
∂_n+1
(5.157)
and (combining Equation (5.135) with Equation (5.131))
ξ trial
n+1
= sn + 2μdev (_n+1 − _n) + q2,n (5.158)
one obtains (Equations (5.92) and (5.93))
∂_ξ trial
n+1
_
∂_n+1
= nn+1 : 2μ_I − 13
I ⊗ I_ = 2μnn+1. (5.159)
Consequently,
∂_γn+1
∂_n+1
= _2μ + 23
∂_
peq
n+1
h
eq
2
+ 23
∂_
peq
n+1
h1 + 23
∂__
peq
n+1
g_
−1
2μnn+1. (5.160)
The derivative in the last term of Equation (5.155) yields
∂nn+1
∂_n+1
= ∂nn+1
∂ξ trial
n+1
:
∂ξ trial
n+1
∂_n+1
=
_ 1
_ξ trial
n+1
_
I − 1
_ξ trial
n+1
_2
ξ trial
n+1
⊗
ξ trial
n+1
_ξ trial
n+1
_
_
: 2μ_I − 13
I ⊗ I_
= 2μ
_ξ trial
n+1
_
(I − nn+1 ⊗ nn+1) : _I − 13
I ⊗ I_
= 2μ
_ξ trial
n+1
_
_I − 13
I ⊗ I − nn+1 ⊗ nn+1_ . (5.161)
244 INFINITESIMAL STRAIN PLASTICITY
Substituting Equations (5.160) and (5.161) into Equation (5.155) finally yields
Cep = C − (2μ)2_γn+1
_ξ trial
n+1
_
_I − 13
I ⊗ I − nn+1 ⊗ nn+1_
− (2μ)2nn+1 ⊗ nn+1 _2μ + 23
∂_
peq
n+1
h
eq
2
+ 23
∂_
peq
n+1
h1 + 23
∂__
peq
n+1
g_
−1
. (5.162)
It can be shown that for _γn+1 = 0, the continuum elastoplastic tangent is obtained (Simo
and Hughes 1997). Accordingly, because of the finite size of the increments, the consistent
numerical tangent deviates from the continuum tangent.
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